Yiu Tung Ng
吳耀東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Tung Ng (吳耀東), a licensed former licensee with CE reference BNC929. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-18 | 2023-12-11 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-02-18 | 2023-12-11 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-06 | 2021-12-30 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-06 | 2021-12-30 |