Guowei Mo
莫国威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guowei Mo (莫国威), a licensed former licensee with CE reference BGC454. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-12-04 | 2025-03-11 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-16 | 2020-02-11 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-16 | 2020-02-11 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-01 | 2018-06-01 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-01 | 2018-06-01 |