Jinchao Xie
謝錦超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinchao Xie (謝錦超), a licensed Representative with CE reference BEN368. Currently licensed at 1 firm(s): Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-14 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-16 | 2024-10-09 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-28 | 2023-08-28 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-01 | 2023-08-28 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-04 | 2020-01-30 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-04 | 2021-08-15 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-24 | 2018-11-08 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-29 | 2016-11-15 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-29 | 2016-11-15 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-03-03 | 2016-08-19 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-24 | 2016-08-19 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-24 | 2016-08-19 |