Chen (SFC:BGF987) Zhao
趙晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BGF987) Zhao (趙晨), a licensed former licensee with CE reference BGF987. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-04 | 2024-03-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-08-04 | 2024-03-20 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-11 | 2022-07-14 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-11 | 2022-07-14 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-15 | 2017-07-13 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-15 | 2017-07-13 |