Chiu Wah Yeu
姚昭華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Wah Yeu (姚昭華), a licensed Responsible Officer with CE reference ADR463. Currently licensed at 1 firm(s): Guoyuan Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-02-12 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-20 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-01-20 | 2026-02-12 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-05-05 | 2025-09-30 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-04 | 2025-09-30 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-03-04 | 2022-05-05 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-06-16 | 2021-08-31 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-10 | 2021-08-31 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-06-10 | 2020-06-16 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-12 | 2020-01-18 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-12-12 | 2020-01-18 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-15 | 2014-11-08 |
| Fulbright Capital Limited 富昌融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-07-15 | 2014-11-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-12-01 | 2014-04-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-28 | 2014-04-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-28 | 2006-12-01 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2005-04-27 | 2006-09-26 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-12-09 | 2006-09-26 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-27 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-09 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-27 |