Kwok Lung Ma
馬國龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Lung Ma (馬國龍), a licensed Responsible Officer with CE reference AVT322. Currently licensed at 1 firm(s): CMBC International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 1 — Dealing in securities | 2025-11-27 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-11-27 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-12 | 2025-11-27 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-11-12 | 2025-11-27 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-03 | 2025-11-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-03 | 2025-11-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-05-03 | 2025-11-06 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-01-21 | 2025-11-06 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-17 | 2022-05-03 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-17 | 2020-01-21 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-01 | 2018-05-03 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-01 | 2018-05-03 |
| Success New Spring Capital Limited 實德新源資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-14 | 2015-11-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-24 | 2012-02-13 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-24 | 2012-02-13 |