Kim Ling Chan
陳劍陵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Ling Chan (陳劍陵), a licensed Responsible Officer with CE reference AFE208. Currently licensed at 1 firm(s): Nuada Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuada Limited 洛爾達有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-03-28 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-05-24 | 2013-03-23 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-12 | 2010-05-24 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-04-18 | 2010-04-01 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-10-03 | 2006-04-28 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-24 | 2006-04-28 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-24 | 2005-10-03 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 4 — Advising on securities | 2004-01-08 | 2005-06-08 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-01-08 | 2005-06-08 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-11-25 | 2004-01-08 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-14 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-14 |