Allan Wei Han Yi
尹維瀚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan Wei Han Yi (尹維瀚), a licensed former licensee with CE reference BGW577. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-01-07 | 2022-06-30 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-26 | 2022-06-30 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-26 | 2022-06-30 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-26 | 2022-06-30 |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-10-20 | 2021-03-22 |
| Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-01-20 | 2021-03-22 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-21 | 2021-03-22 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-01-21 | 2021-03-22 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-07 | 2018-12-21 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-12 | 2018-12-21 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-21 | 2017-02-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-10 | 2017-02-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-10 | 2017-02-19 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-19 | 2017-02-19 |