Ning Ren
任凝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Ren (任凝), a licensed Responsible Officer with CE reference AVT381. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2021-10-21 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2021-10-21 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2015-03-06 | 2016-12-18 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-13 | 2015-02-14 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-11-13 | 2015-02-14 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-25 | 2014-10-23 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-25 | 2014-10-23 |