Yi Xi Guo
郭洢希
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Xi Guo (郭洢希), a licensed Responsible Officer with CE reference AFB192. Currently licensed at 1 firm(s): Kietex Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 4 — Advising on securities | 2020-05-22 | present |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 9 — Asset management | 2020-05-22 | present |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-22 | 2019-05-09 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-22 | 2019-05-09 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-14 | 2019-05-09 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-03-14 | 2019-05-09 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-03-14 | 2019-05-09 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-15 | 2018-03-14 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-15 | 2018-03-14 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-22 | 2017-11-21 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-22 | 2017-11-21 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-29 | 2017-06-16 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-29 | 2017-06-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-15 | 2016-06-24 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-15 | 2016-06-24 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-29 | 2015-06-11 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-23 | 2015-06-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-29 | 2014-04-14 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-16 | 2013-04-11 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-01 | 2006-08-10 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-01 | 2006-08-10 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-24 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-06-24 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-06-24 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-05 |