Kai Chung Roger Wong
黃啟聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Chung Roger Wong (黃啟聰), a licensed former licensee with CE reference BHR969. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Capital Limited 昇世資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-07-29 | 2022-08-09 |
| WRise Capital Limited 昇世資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-05-17 | 2022-07-29 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-16 | 2019-05-11 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-16 | 2019-05-11 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-24 | 2018-04-28 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-24 | 2018-04-28 |