Xue Yu
于雪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xue Yu (于雪), a licensed former licensee with CE reference BEV969. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-30 | 2018-06-08 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-22 | 2018-06-08 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-14 | 2017-06-16 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-05-14 | 2017-06-16 |