Kenneth Pui Man Lau
劉沛文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Pui Man Lau (劉沛文), a licensed Responsible Officer with CE reference AEE758. Currently licensed at 1 firm(s): CCB International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-27 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-07-27 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-28 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-25 | 2017-07-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-27 | 2017-07-27 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-18 | 2007-09-14 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-05-04 | 2007-09-14 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-06 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-29 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-29 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-11-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-29 |