Ten Lok Wan
溫天絡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ten Lok Wan (溫天絡), a licensed former licensee with CE reference ACK835. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-01 | 2005-12-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-01 | 2005-12-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2005-07-01 | 2005-12-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2004-11-29 | 2005-07-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-11-29 | 2005-07-01 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2004-11-29 | 2005-07-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-04 | 2004-11-29 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-09-04 | 2004-11-29 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2004-09-04 | 2004-11-29 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-08-30 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 4 — Advising on securities | present | 2004-08-30 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-08-30 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 9 — Asset management | present | 2004-08-30 |