Ronny Kwan Hui Tang

鄧君栩
CE No. AEP269 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronny Kwan Hui Tang (鄧君栩), a licensed Responsible Officer with CE reference AEP269. Currently licensed at 4 firm(s): Core Pacific - Yamaichi International (H.K.) Limited, Core Pacific-Yamaichi Capital Limited, Core Pacific - Yamaichi Asset Management Limited, Core Pacific-Yamaichi Futures (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 27.

Licence history

FirmRoleRegulated activityFromTo
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
RO Type 6 — Advising on corporate finance 2018-07-17 present
Core Pacific-Yamaichi Capital Limited
京華山一企業融資有限公司
RO Type 6 — Advising on corporate finance 2018-05-30 present
Core Pacific - Yamaichi Asset Management Limited
京華山一資產管理有限公司
RO Type 9 — Asset management 2016-12-21 present
Core Pacific-Yamaichi Capital Limited
京華山一企業融資有限公司
RO Type 1 — Dealing in securities 2016-12-14 present
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
RO Type 1 — Dealing in securities 2016-07-01 present
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
RO Type 4 — Advising on securities 2016-07-01 present
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
RO Type 2 — Dealing in futures contracts 2005-06-29 present
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 6 — Advising on corporate finance 2016-12-14 2018-07-17
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
RO Type 1 — Dealing in securities 2015-02-09 2016-06-30
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
RO Type 4 — Advising on securities 2011-06-08 2016-06-30
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 4 — Advising on securities 2005-06-29 2011-06-08
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
RO Type 1 — Dealing in securities 2005-06-29 2016-06-30
Manrise Limited
RO Type 1 — Dealing in securities 2004-11-10 2006-01-10
Manrise Limited
RO Type 7 — Providing automated trading services 2004-11-10 2006-01-10
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 — Dealing in securities present 2015-02-09
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 1 — Dealing in securities present 2005-06-29
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts present 2005-06-29
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 4 — Advising on securities present 2004-10-28
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 4 — Advising on securities present 2004-10-28
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
Rep Type 5 — Advising on futures contracts present 2004-10-28
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 6 — Advising on corporate finance present 2004-10-28
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 6 — Advising on corporate finance present 2004-10-28
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 7 — Providing automated trading services present 2004-10-28
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 7 — Providing automated trading services present 2004-10-28
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 9 — Asset management present 2004-10-28
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
Rep Type 9 — Asset management present 2004-10-28
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 9 — Asset management present 2004-10-28

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