Wai Kit Siu
蕭偉杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit Siu (蕭偉杰), a licensed Responsible Officer with CE reference AFM549. Currently licensed at 1 firm(s): Mingze Capital International Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 38.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mingze Capital International Limited 明澤資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2025-12-08 | present |
| Mingze Capital International Limited 明澤資本國際有限公司 |
RO | Type 4 — Advising on securities | 2025-12-08 | present |
| Mingze Capital International Limited 明澤資本國際有限公司 |
RO | Type 9 — Asset management | 2025-12-08 | present |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-30 | 2025-03-31 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-10-30 | 2025-03-31 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 9 — Asset management | 2023-10-30 | 2025-03-31 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-13 | 2023-10-30 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-13 | 2023-10-30 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-13 | 2023-10-30 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-17 | 2022-01-14 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-02-17 | 2022-01-14 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-01 | 2017-02-17 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-01 | 2017-02-17 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-12-11 | 2016-08-04 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-11 | 2016-08-04 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 9 — Asset management | 2014-01-21 | 2016-08-04 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-02 | 2014-01-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-22 | 2013-10-15 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-22 | 2013-10-15 |
| Kaisen Asset Management Limited 凱晨資產管理有限公司 |
RO | Type 9 — Asset management | 2010-08-06 | 2012-01-31 |
| Kaisen Asset Management Limited 凱晨資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-04-28 | 2010-08-06 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 1 — Dealing in securities | 2009-11-19 | 2009-12-23 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-11-19 | 2009-12-23 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-07 | 2009-11-19 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-07 | 2009-11-19 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-15 | 2009-06-30 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-06-15 | 2009-06-30 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-29 | 2009-01-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-29 | 2009-01-10 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-03-22 | 2007-05-11 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-18 | 2007-05-11 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-01 | 2007-03-22 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-09-16 | 2006-05-19 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-29 | 2004-09-15 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-07-29 | 2004-09-15 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-09 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-09 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-09 |