Frederick Chi Nik Wong
黃自力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Chi Nik Wong (黃自力), a licensed Responsible Officer with CE reference AHY922. Currently licensed at 1 firm(s): Cantor Fitzgerald (Hong Kong) Capital Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 22.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-30 | present |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 4 — Advising on securities | 2022-08-30 | present |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-08-30 | present |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 6 — Advising on corporate finance | 2016-10-13 | 2019-09-01 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2015-11-16 | 2019-09-01 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2015-11-16 | 2019-09-01 |
| BFIN Private Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2015-07-16 | 2015-11-16 |
| BFIN Private Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2015-07-16 | 2015-11-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-27 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-27 | 2015-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2013-09-27 | 2015-03-31 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2013-03-01 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-12 | 2010-05-27 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-05-12 | 2010-05-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-06 | 2008-12-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-06 | 2008-12-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-12-06 | 2008-12-10 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-08 | 2006-09-16 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-26 | 2005-08-24 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-30 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-13 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-30 |