BFIN Private Advisors (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BFIN Private Advisors (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference BCA093. Current licensed staff on file: 0 (total recorded over time: 17). Earliest licence on file: 2014-02-21.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2014-02-21 | 2020-12-08 |
| Type 4 — Advising on securities | 2014-02-21 | 2020-12-08 |
| Type 6 — Advising on corporate finance | 2016-10-13 | 2019-11-07 |
Licensed staff (all-time) (17)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Anthony Richard Brown | RO 1, 4 Rep 1, 4 | 2014-04 | 2019-04 |
| Kefu Kuang 鄺可夫 | RO 1, 4 Rep 1, 4 | 2016-09 | 2020-06 |
| Wendy Zi Yin Lai 黎枳言 | RO 1, 4 | 2014-02 | 2015-04 |
| Stuart Mercier | RO 1, 4 Rep 1, 4 | 2014-04 | 2017-01 |
| Paul Stewart Nicholls | RO 1, 4, 6 | 2015-08 | 2020-11 |
| Niel Thassim | RO 1, 4 | 2014-02 | 2016-12 |
| Frederick Chi Nik Wong 黃自力 | RO 1, 4, 6 Rep 1, 4 | 2015-07 | 2019-09 |
| Curtis Sean Wai Seen Chiu 趙偉善 | Rep 1, 4, 6 | 2019-06 | 2020-05 |
| Eunsuk Choi 崔恩碩 | Rep 1, 4 | 2016-06 | 2018-06 |
| Chung-Lin Chuo 卓中麟 | Rep 1, 4, 6 | 2017-09 | 2018-07 |
| Xiaobai Ge 葛瀟白 | Rep 1, 4 | 2014-04 | 2014-05 |
| Jeremy George Hall | Rep 1, 4 | 2016-02 | 2017-01 |
| Keiji Hattori | Rep 1, 4 | 2015-10 | 2017-01 |
| Ching Man (SFC:BDR322) Lam 林靜雯 | Rep 1, 4 | 2014-07 | 2017-01 |
| Elizabeth J Loh 樂家寧 | Rep 1, 4 | 2016-09 | 2017-01 |
| Mee Sun Song | Rep 1, 4 | 2014-05 | 2014-09 |
| Won Bin Suh 徐源斌 | Rep 1, 4 | 2014-04 | 2018-01 |
Showing 1–17 of 17