Elizabeth J Loh
樂家寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elizabeth J Loh (樂家寧), a licensed former licensee with CE reference ACC527. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2017-02-14 | 2018-09-14 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2017-02-14 | 2018-09-14 |
| BFIN Private Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2016-09-12 | 2017-01-27 |
| BFIN Private Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2016-09-12 | 2017-01-27 |