Brookfield Advisors (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brookfield Advisors (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference BHX724. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 15 (total recorded over time: 36). Earliest licence on file: 2017-01-04.
Registered address
Suites 6109-6112, 61/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-01-04 | present |
| Type 4 — Advising on securities | 2017-01-04 | present |
Licensed staff (all-time) (36)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Paul Andrew Carrett | RO 1, 4 Rep 1, 4 | 2023-03 | 2024-10 |
| Alex King Fai Chan 陳敬輝 | RO 1, 4 | 2018-12 | 2019-11 |
| Yui Richard (SFC:BIH702) Chan 陳銳 | RO 1, 4 Rep 1, 4 | 2022-10 | 2025-10 |
| Aniruddha Das | RO 1, 4 Rep 1, 4 | 2022-05 | 2026-03 |
| Jeremy George Hall | RO 1, 4 Rep 1, 4 | 2017-01 | Present |
| Stuart Mercier | RO 1, 4 Rep 1, 4 | 2017-03 | 2024-04 |
| Paul Stewart Nicholls | RO 1, 4 | 2017-01 | 2018-11 |
| Chun Chiu Tam 譚焌釗 | RO 1, 4 Rep 1, 4 | 2020-09 | 2022-08 |
| Niel Thassim | RO 1, 4 | 2017-01 | 2024-07 |
| Haocheng Wang 王皓丞 | RO 1, 4 Rep 1, 4 | 2023-10 | Present |
| Yue (SFC:APL764) Wang 王悅 | RO 1, 4 Rep 1, 4 | 2022-05 | 2024-07 |
| Qi Yang 楊起 | RO 1, 4 Rep 1, 4 | 2023-09 | Present |
| Yanlin Zhu 朱彥霖 | RO 1, 4 Rep 1, 4 | 2025-08 | Present |
| Patrick Matthew Boocock | Rep 4 | 2019-02 | 2021-02 |
| Guo Dong Chin | Rep 1, 4 | 2021-07 | 2023-04 |
| Maurizio Mose Gabbai 瑋奇 | Rep 1 | 2019-01 | 2020-04 |
| Li Na Hu | Rep 1, 4 | 2021-07 | Present |
| Yingying Huang 黃迎迎 | Rep 1, 4 | 2021-07 | 2025-03 |
| Tsz Chun Hui 許子進 | Rep 1, 4 | 2023-05 | Present |
| Ching Man (SFC:BDR322) Lam 林靜雯 | Rep 1, 4 | 2017-02 | 2018-08 |
| Yiu Ki Lau 劉耀棋 | Rep 1, 4 | 2026-02 | Present |
| Mandy Man Kuen Lee 李敏娟 | Rep 1, 4 | 2024-08 | Present |
| David William Levi | Rep 1 | 2023-07 | Present |
| Chun Mo Li 李俊武 | Rep 1, 4 | 2024-06 | Present |
| Xiate Li 李夏特 | Rep 1, 4 | 2022-10 | Present |
| Elizabeth J Loh 樂家寧 | Rep 1, 4 | 2017-02 | 2018-09 |
| James H Long | Rep 1, 4 | 2025-06 | Present |
| Kok Hoe Royston Ng | Rep 1, 4 | 2022-09 | 2023-06 |
| Vasiliki Pavlidou | Rep 1, 4 | 2022-09 | 2023-06 |
| Won Bin Suh 徐源斌 | Rep 1, 4 | 2018-02 | 2021-05 |
| Kwan Tat Tai 戴君達 | Rep 1, 4 | 2026-04 | Present |
| Yan Tang | Rep 1, 4 | 2023-09 | 2026-03 |
| Vincent Keng Hoe Wong | Rep 1, 4 | 2023-09 | 2024-06 |
| Michael Jia Xu 許嘉 | Rep 1, 4 | 2026-03 | Present |
| Andy Wai Fung Yip 葉偉峯 | Rep 1, 4 | 2025-09 | Present |
| Pei Zhu 朱沛 | Rep 1, 4 | 2022-10 | 2024-09 |
Showing 1–36 of 36
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