Alex King Fai Chan
陳敬輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex King Fai Chan (陳敬輝), a licensed Representative with CE reference BDY278. Currently licensed at 2 firm(s): UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-25 | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-25 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-25 | present |
| Augventive Limited |
Rep | Type 4 — Advising on securities | 2024-12-09 | 2025-03-31 |
| Augventive Limited |
Rep | Type 9 — Asset management | 2024-12-09 | 2025-03-31 |
| TCA Investments (Hong Kong) Limited 嘉建資本投資有限公司 |
RO | Type 4 — Advising on securities | 2021-12-08 | 2024-06-25 |
| TCA Investments (Hong Kong) Limited 嘉建資本投資有限公司 |
RO | Type 9 — Asset management | 2021-12-08 | 2024-06-25 |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2018-12-10 | 2019-11-29 |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2018-12-10 | 2019-11-29 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 4 — Advising on securities | 2016-09-29 | 2018-06-29 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 9 — Asset management | 2016-09-29 | 2018-06-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-24 | 2016-08-23 |
| Smart Empire Asset Management Limited 明堡資產管理有限公司 |
RO | Type 9 — Asset management | 2014-10-10 | 2015-11-01 |