Smart Empire Asset Management Limited

明堡資產管理有限公司

CE No. BDY276 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Smart Empire Asset Management Limited (明堡資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BDY276. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 11). Earliest licence on file: 2014-10-10.

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Registered address

38/F, One Kowloon, 1 Wang Yuen Street, Kowloon Bay

Licence history

Activity	From	To
Type 4 — Advising on securities	2019-11-26	present
Type 9 — Asset management	2014-10-10	present

Licensed staff (all-time) (11)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Alex King Fai Chan 陳敬輝	RO 9	2014-10	2015-11
Chi Yuet Cheng 鄭子越	RO 4, 9	2014-10	Present
Kwok Wai Leung 梁國威	RO 4, 9	2019-02	Present
Thomas Yiu Kwong Tung 董耀光	RO 9	2015-11	Present
Sui Lam Chong 莊瑞霖	Rep 4, 9	2021-01	Present
Wai Wang Chong 莊為宏	Rep 9	2018-06	2020-08
Sum Yuen Lam 林琛源	Rep 9	2018-06	Present
George Chi Ming Tam 譚志明	Rep 9	2015-04	2017-12
Yuen Ying Tang 鄧鉉盈	Rep 9	2020-05	2022-05
Cheuk Lam (SFC:ASX897) Wong 王卓琳	Rep 4, 9	2020-05	2021-09
Matthew Chung-Yuen Wong 黃宗源	Rep 9	2018-06	2019-12