Thomas Yiu Kwong Tung
董耀光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Yiu Kwong Tung (董耀光), a licensed Responsible Officer with CE reference ACC602. Currently licensed at 1 firm(s): Smart Empire Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Smart Empire Asset Management Limited 明堡資產管理有限公司 |
RO | Type 9 — Asset management | 2015-11-05 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-09 | 2008-03-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-03-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-31 |