Chi Yuet Cheng
鄭子越
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yuet Cheng (鄭子越), a licensed Responsible Officer with CE reference AHN578. Currently licensed at 1 firm(s): Smart Empire Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Smart Empire Asset Management Limited 明堡資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-26 | present |
| Smart Empire Asset Management Limited 明堡資產管理有限公司 |
RO | Type 9 — Asset management | 2014-10-10 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-15 | 2012-05-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-04-15 | 2012-05-14 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-24 | 2009-05-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2008-02-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-02-20 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-02-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-12 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |