Mandy Man Kuen Lee
李敏娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Man Kuen Lee (李敏娟), a licensed Representative with CE reference ANZ787. Currently licensed at 1 firm(s): Brookfield Advisors (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2024-08-08 | present |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2024-08-08 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-15 | 2012-07-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-11 | 2009-09-18 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-25 | 2009-04-24 |