Aniruddha Das
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aniruddha Das ( ), a licensed former licensee with CE reference BSI893. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2024-08-29 | 2026-03-06 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2024-08-29 | 2026-03-06 |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2023-02-13 | 2024-08-29 |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2023-02-13 | 2024-08-29 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2022-05-11 | 2023-02-13 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2022-05-11 | 2023-02-13 |