Paul Stewart Nicholls
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Stewart Nicholls ( ), a licensed former licensee with CE reference ARD920. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GL Advisors Hong Kong Limited |
Rep | Type 9 — Asset management | 2022-01-07 | 2026-01-14 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2019-06-11 | 2020-11-23 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2019-06-11 | 2020-11-23 |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2017-01-04 | 2018-11-30 |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2017-01-04 | 2018-11-30 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 6 — Advising on corporate finance | 2016-10-13 | 2019-11-07 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2015-08-17 | 2017-11-30 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2015-08-17 | 2017-11-30 |
| Harmony Capital Partners Asia (HK) Limited |
RO | Type 9 — Asset management | 2010-07-27 | 2011-03-21 |
| Harmony Capital Partners Asia (HK) Limited |
Rep | Type 9 — Asset management | 2009-03-12 | 2010-07-27 |
| Pitt Capital Partners Asia Limited 保德金融有限公司 |
RO | Type 4 — Advising on securities | 2008-07-28 | 2008-11-21 |
| Pitt Capital Partners Asia Limited 保德金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-07-28 | 2008-11-21 |