Paul Stewart Nicholls

CE No. ARD920 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Stewart Nicholls (), a licensed former licensee with CE reference ARD920. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
GL Advisors Hong Kong Limited
Rep Type 9 — Asset management 2022-01-07 2026-01-14
BFIN Private Advisors (Hong Kong) Limited
RO Type 1 — Dealing in securities 2019-06-11 2020-11-23
BFIN Private Advisors (Hong Kong) Limited
RO Type 4 — Advising on securities 2019-06-11 2020-11-23
Brookfield Advisors (Hong Kong) Limited
RO Type 1 — Dealing in securities 2017-01-04 2018-11-30
Brookfield Advisors (Hong Kong) Limited
RO Type 4 — Advising on securities 2017-01-04 2018-11-30
BFIN Private Advisors (Hong Kong) Limited
RO Type 6 — Advising on corporate finance 2016-10-13 2019-11-07
BFIN Private Advisors (Hong Kong) Limited
RO Type 1 — Dealing in securities 2015-08-17 2017-11-30
BFIN Private Advisors (Hong Kong) Limited
RO Type 4 — Advising on securities 2015-08-17 2017-11-30
Harmony Capital Partners Asia (HK) Limited
RO Type 9 — Asset management 2010-07-27 2011-03-21
Harmony Capital Partners Asia (HK) Limited
Rep Type 9 — Asset management 2009-03-12 2010-07-27
Pitt Capital Partners Asia Limited
保德金融有限公司
RO Type 4 — Advising on securities 2008-07-28 2008-11-21
Pitt Capital Partners Asia Limited
保德金融有限公司
RO Type 6 — Advising on corporate finance 2008-07-28 2008-11-21

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