Andy Wai Fung Yip
葉偉峯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Wai Fung Yip (葉偉峯), a licensed Representative with CE reference BOS590. Currently licensed at 1 firm(s): Brookfield Advisors (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2025-09-08 | present |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2025-09-08 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-09-14 | 2025-08-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-09-14 | 2025-08-08 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-16 | 2022-07-23 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-29 | 2022-01-21 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-29 | 2022-01-21 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-29 | 2022-01-21 |