Anthony Richard Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Richard Brown ( ), a licensed former licensee with CE reference BCA158. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2017-01-09 | 2019-04-01 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2017-01-09 | 2019-04-01 |
| BFIN Private Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2014-04-24 | 2017-01-09 |
| BFIN Private Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2014-04-24 | 2017-01-09 |