Zhaoling Hu
胡昭玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhaoling Hu (胡昭玲), a licensed Representative with CE reference ARI047. Currently licensed at 2 firm(s): Shenwan Hongyuan Futures (H.K.) Limited, Shenwan Hongyuan Securities (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-28 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-30 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-20 | 2012-12-10 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-20 | 2013-04-13 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-15 | 2009-08-13 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-15 | 2009-08-13 |