Shu Jen Tuan
段樹仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Jen Tuan (段樹仁), a licensed former licensee with CE reference ANG298. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 9 — Asset management | 2008-04-17 | 2009-03-16 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2006-10-05 | 2009-03-16 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 — Advising on securities | 2006-10-05 | 2009-03-16 |