Hsiao-Lin Lo
羅曉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao-Lin Lo (羅曉玲), a licensed former licensee with CE reference AOY595. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-04 | 2009-08-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 — Advising on securities | 2007-07-04 | 2009-08-01 |