Albert Chun Hong Sze
施振康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Chun Hong Sze (施振康), a licensed former licensee with CE reference ADG965. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-19 | 2014-10-10 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-19 | 2014-10-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2011-12-19 | 2014-10-10 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 — Advising on securities | 2011-12-19 | 2014-10-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-12 | 2011-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-12 | 2011-12-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-12 | 2011-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-12 | 2011-12-19 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-10-12 | 2013-02-21 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-19 | 2011-08-02 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-11-19 | 2011-08-02 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-13 | 2008-11-19 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-13 | 2008-11-19 |
| Pioneer Global Investments (HK) Limited |
RO | Type 1 — Dealing in securities | 2005-02-24 | 2008-07-19 |
| Pioneer Global Investments (HK) Limited |
RO | Type 4 — Advising on securities | 2005-02-24 | 2008-07-19 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 1 — Dealing in securities | present | 2005-02-24 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 4 — Advising on securities | present | 2005-02-24 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-01 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 9 — Asset management | present | 2004-03-01 |