Henderson Global Investors (Hong Kong) Limited
亨德森全球投資(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henderson Global Investors (Hong Kong) Limited (亨德森全球投資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AGN381. Current licensed staff on file: 0 (total recorded over time: 22).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2018-08-15 |
| Type 4 — Advising on securities | present | 2018-08-15 |
| Type 6 — Advising on corporate finance | present | 2005-01-19 |
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Siu Chi Chan 陳少芝 | RO 1, 4 Rep 1, 4 | 2012-10 | 2016-09 |
| Nicholas Philip Hugh Hadow | RO 1, 4, 6 | Pre-2003 | 2003-11 |
| Alexander Jonathan Henderson | RO 1, 4, 6 | Pre-2003 | 2017-12 |
| Yuen Ching Lei 李婉菁 | RO 1, 4 Rep 1, 4 | 2011-10 | 2018-08 |
| Linda Wing Sze Luk 陸穎詩 | RO 1, 4 Rep 1, 4 | 2005-03 | 2008-06 |
| Carol Lee Park | RO 1, 4 Rep 1, 4 | 2006-07 | 2009-03 |
| Ming Shu 舒明 | RO 1, 4 Rep 1, 4 | 2006-04 | 2013-08 |
| Albert Chun Hong Sze 施振康 | RO 1, 4 Rep 1, 4 | 2008-08 | 2011-08 |
| Lucian Ho Lap Wu 胡可立 | RO 1, 4 Rep 1, 4, 6 | Pre-2003 | 2005-12 |
| King Fung Cheung 張景峰 | Rep 1, 4 | 2008-11 | 2009-01 |
| King Hong Cheung 張景康 | Rep 1, 4 | 2006-10 | 2008-04 |
| En Leong Chin 陳恩良 | Rep 1 | 2008-11 | 2011-12 |
| See Man Fong 方詩敏 | Rep 1, 4 | 2008-04 | 2017-12 |
| Ka Tung Kwan 關家棟 | Rep 1, 4 | 2013-08 | 2014-09 |
| Cheung Ching Lam 林長青 | Rep 1, 4 | 2007-05 | 2012-12 |
| Pui Yan (SFC:BBL852) Lam 林貝欣 | Rep 1, 4 | 2015-01 | 2017-03 |
| Stanley Chi Hin Lam 林子軒 | Rep 1, 4 | 2014-07 | 2015-09 |
| Daniel Chee Fung Lau 劉智峯 | Rep 1, 4 | 2005-11 | 2006-07 |
| Jennifer Yen Ling Mak 麥燕玲 | Rep 1, 4 | 2007-06 | 2009-10 |
| Tsz To So 蘇子滔 | Rep 1, 4 | 2014-04 | 2014-04 |
| Wei (SFC:AER431) Wu 鄔煒 | Rep 1, 4, 6 | Pre-2003 | 2006-01 |
| Vincent Wai Ching Yau 游偉政 | Rep 1, 4 | 2015-12 | 2016-12 |
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