Tsz To So
蘇子滔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz To So (蘇子滔), a licensed former licensee with CE reference BCZ064. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-02 | 2025-04-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-02 | 2025-04-30 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-08 | 2014-04-13 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-08 | 2014-04-13 |