Vincent Wai Ching Yau
游偉政
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wai Ching Yau (游偉政), a licensed Representative with CE reference AYB009. Currently licensed at 1 firm(s): FIL Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-06 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-06 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-16 | 2017-03-17 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-29 | 2016-12-02 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-29 | 2016-12-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-14 | 2015-12-18 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-14 | 2015-12-18 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-09-14 | 2015-12-18 |