Stanley Chi Hin Lam
林子軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Chi Hin Lam (林子軒), a licensed former licensee with CE reference AHD635. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| United Securities Limited 團結證券有限公司 |
RO | Type 9 — Asset management | 2020-12-21 | 2022-11-30 |
| Huajun Capital Limited 華君資本有限公司 |
RO | Type 9 — Asset management | 2018-12-12 | 2021-02-04 |
| Huajun Capital Limited 華君資本有限公司 |
Rep | Type 9 — Asset management | 2018-10-18 | 2018-12-12 |
| United Securities Limited 團結證券有限公司 |
RO | Type 4 — Advising on securities | 2018-05-08 | 2018-08-31 |
| United Securities Limited 團結證券有限公司 |
RO | Type 9 — Asset management | 2018-05-08 | 2018-08-31 |
| United Securities Limited 團結證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-01 | 2018-05-08 |
| United Securities Limited 團結證券有限公司 |
Rep | Type 9 — Asset management | 2018-03-01 | 2018-05-08 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-08-28 | 2017-12-13 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-28 | 2017-12-13 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-01 | 2017-08-28 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-01 | 2017-08-28 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-08 | 2017-06-26 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-03-08 | 2017-06-26 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-19 | 2017-02-17 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-19 | 2017-02-17 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2015-10-19 | 2017-02-17 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-22 | 2015-09-18 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-22 | 2015-09-18 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-22 | 2014-06-24 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-22 | 2014-06-24 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-03-22 | 2014-06-24 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-08 | 2010-03-16 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-02 | 2010-03-16 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-04-20 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-13 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-13 |