Shao-Ching Hung
洪韶卿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao-Ching Hung (洪韶卿), a licensed former licensee with CE reference ALL211. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 9 — Asset management | 2007-04-18 | 2007-12-20 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-04-11 | 2007-12-20 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-07 | 2005-04-11 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-07 | 2005-02-07 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-12-07 | 2005-02-07 |