Koon Yan Fung
馮冠欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koon Yan Fung (馮冠欣), a licensed former licensee with CE reference AWS896. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-19 | 2020-12-03 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-06-19 | 2020-12-03 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-19 | 2020-12-03 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-01 | 2020-06-19 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-01 | 2020-06-19 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-31 | 2020-06-19 |
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-17 | 2019-12-03 |
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-17 | 2019-12-03 |
| Kilmorey Asset Management Limited 金力資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-17 | 2020-03-21 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-06 | 2019-04-23 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-04-23 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 — Asset management | 2017-10-03 | 2019-04-23 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-14 | 2017-09-01 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-14 | 2017-09-01 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-14 | 2017-09-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-25 | 2016-08-28 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-25 | 2016-08-28 |
| BMI Securities Limited 邦盟滙駿證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-14 | 2016-08-28 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-09 | 2014-05-03 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-27 | 2014-05-03 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-14 | 2012-09-14 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-03 | 2012-05-02 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-03 | 2012-05-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-28 | 2011-12-24 |