Kelvin King Shiu Wu
胡景邵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin King Shiu Wu (胡景邵), a licensed former licensee with CE reference ADK958. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-09 | 2005-08-03 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 4 — Advising on securities | 2003-06-13 | 2005-08-03 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-06-13 | 2005-08-03 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-10 | 2003-06-13 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-06-09 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-10 |