Ka Fai Chan
陳家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fai Chan (陳家輝), a licensed Responsible Officer with CE reference AEA181. Currently licensed at 1 firm(s): Bright Point International Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Point International Securities Limited 亮點國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-17 | present |
| Bright Point International Securities Limited 亮點國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-27 | 2019-12-17 |
| Elevation Capital Limited | RO | Type 1 — Dealing in securities | 2017-07-17 | 2019-10-02 |
| Tensant Securities Limited 天晟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-29 | 2017-04-19 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-21 | 2016-01-26 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-21 | 2016-01-26 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-22 | 2013-05-01 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-14 | 2013-05-01 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-22 | 2012-09-14 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-19 | 2006-07-28 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-19 | 2006-07-28 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-11-19 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-11-19 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-23 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-23 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-23 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-23 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-23 |