Ji-An Lo
羅吉安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ji-An Lo (羅吉安), a licensed former licensee with CE reference AMF309. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-09-27 | 2011-10-01 |
| SJS Markets Limited |
Rep | Type 1 — Dealing in securities | 2009-08-17 | 2010-09-16 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 9 — Asset management | 2008-06-12 | 2009-08-01 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-11 | 2009-08-01 |