Ying Wah Li
李應華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Wah Li (李應華), a licensed Responsible Officer with CE reference ALF027. Currently licensed at 1 firm(s): Tianli Financial Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianli Financial Limited 天利金融有限公司 |
RO | Type 4 — Advising on securities | 2019-06-04 | present |
| Tianli Financial Limited 天利金融有限公司 |
RO | Type 9 — Asset management | 2019-06-04 | present |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 4 — Advising on securities | 2018-12-03 | 2019-04-26 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 9 — Asset management | 2018-12-03 | 2019-04-26 |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-12 | 2018-07-19 |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-12 | 2018-07-19 |
| Atherton Asset Management Limited 尚金資產管理有限公司 |
RO | Type 9 — Asset management | 2013-06-24 | 2015-01-07 |
| Atherton Asset Management Limited 尚金資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-06-14 | 2013-06-24 |
| ExaByte Capital Management (HK) Limited 大數資本管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-04-16 | 2013-06-02 |
| ExaByte Capital Management (HK) Limited 大數資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-03-18 | 2013-04-16 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 9 — Asset management | 2012-08-01 | 2013-02-20 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 4 — Advising on securities | 2012-06-18 | 2013-02-20 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-30 | 2012-06-18 |
| Argyle Street Management Limited | RO | Type 4 — Advising on securities | 2010-10-28 | 2012-05-25 |
| Argyle Street Management Limited | RO | Type 9 — Asset management | 2010-10-28 | 2012-05-25 |
| Argyle Street Management Limited | Rep | Type 4 — Advising on securities | 2005-06-14 | 2010-10-28 |
| Argyle Street Management Limited | Rep | Type 9 — Asset management | 2005-06-14 | 2010-10-28 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-09-27 | 2004-12-30 |