Frank Kwai Shing
盛季
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Kwai Shing (盛季), a licensed former licensee with CE reference ADZ603. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-03 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-03 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-03 |