Chuen Yan Lee
李銓殷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuen Yan Lee (李銓殷), a licensed Responsible Officer with CE reference ANQ722. Currently licensed at 1 firm(s): TC Capital International Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-24 | present |
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-06-24 | present |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-21 | 2015-06-24 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-11-21 | 2015-06-24 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-04 | 2014-10-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-10-04 | 2014-10-21 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-10-06 | 2013-09-15 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-24 | 2009-09-16 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2009-09-16 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-03-02 | 2009-09-16 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-14 | 2009-01-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-07-14 | 2009-01-01 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-04 | 2008-06-23 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-24 | 2008-06-23 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-22 | 2007-04-10 |