Aaron Zai Yuen Chang
張世炫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Zai Yuen Chang (張世炫), a licensed Responsible Officer with CE reference AZN927. Currently licensed at 1 firm(s): CMBC International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-04-10 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-15 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-01-15 | 2026-04-10 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-05-17 | 2025-12-17 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-15 | 2025-12-17 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-02-15 | 2023-05-17 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-08-01 | 2023-02-01 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-15 | 2023-02-01 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-15 | 2018-08-01 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-15 | 2018-03-07 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-15 | 2018-03-07 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-20 | 2016-09-02 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-20 | 2016-09-02 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-30 | 2015-10-05 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-30 | 2015-10-05 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-05 | 2015-08-28 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-05 | 2015-08-28 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-28 | 2014-04-14 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-28 | 2014-04-14 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-28 | 2014-04-14 |