Irene Ho Ying Poon

潘可盈
CE No. AIL064 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Irene Ho Ying Poon (潘可盈), a licensed Responsible Officer with CE reference AIL064. Currently licensed at 1 firm(s): Guosen Securities (HK) Capital Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
RO Type 1 — Dealing in securities 2025-03-19 present
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
RO Type 6 — Advising on corporate finance 2019-11-08 present
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
Rep Type 1 — Dealing in securities 2022-05-30 2025-03-19
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
Rep Type 6 — Advising on corporate finance 2019-09-02 2019-11-08
JS Capital Limited
晉商資本有限公司
RO Type 6 — Advising on corporate finance 2019-01-31 2019-08-09
Changjiang Corporate Finance (HK) Limited
長江證券融資(香港)有限公司
RO Type 6 — Advising on corporate finance 2014-08-21 2018-12-03
Changjiang Corporate Finance (HK) Limited
長江證券融資(香港)有限公司
Rep Type 6 — Advising on corporate finance 2013-10-15 2014-08-21
Platinum Securities Company Limited
百德能證券有限公司
Rep Type 1 — Dealing in securities 2013-04-12 2013-08-21
Platinum Securities Company Limited
百德能證券有限公司
Rep Type 6 — Advising on corporate finance 2013-04-12 2013-08-21
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
Rep Type 6 — Advising on corporate finance 2010-12-21 2013-03-15
CSC Asia Limited
群益亞洲有限公司
Rep Type 6 — Advising on corporate finance 2009-12-02 2010-10-30
KGI Capital (Hong Kong) Limited
凱基金融(香港)有限公司
Rep Type 6 — Advising on corporate finance 2006-05-18 2009-11-30
Joy Silver Limited
喜銀有限公司
Rep Type 6 — Advising on corporate finance 2004-04-27 2006-03-17
Platinum Securities Company Limited
百德能證券有限公司
Rep Type 4 — Advising on securities present 2004-04-09
Platinum Securities Company Limited
百德能證券有限公司
Rep Type 6 — Advising on corporate finance present 2004-04-09
Platinum Securities Company Limited
百德能證券有限公司
Rep Type 9 — Asset management present 2004-04-09

Related