Kwun Wah Derek Chan
陳冠樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Wah Derek Chan (陳冠樺), a licensed former licensee with CE reference AFM323. Total licence records on file: 31.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-19 | 2025-07-18 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-03-19 | 2025-07-18 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-05 | 2014-03-19 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-02-05 | 2014-03-19 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-18 | 2014-01-12 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-10-18 | 2014-01-12 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-09 | 2013-10-10 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-14 | 2013-10-10 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-12-22 | 2013-10-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-05 | 2012-05-09 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-05 | 2012-03-14 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-05 | 2010-12-22 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-18 | 2010-10-26 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-24 | 2010-10-18 |
| Evolution Asia Investments Limited | RO | Type 6 — Advising on corporate finance | 2010-07-12 | 2010-09-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-01-22 | 2010-06-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-26 | 2009-03-19 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-02-26 | 2009-03-19 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-04-28 | 2009-01-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-11 | 2009-01-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-01 | 2008-04-28 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-03-20 | 2008-03-15 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-19 | 2007-03-20 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-19 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-19 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-03-19 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-19 |