Wei (SFC:AWS993) Chen
陳薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei (SFC:AWS993) Chen (陳薇), a licensed Responsible Officer with CE reference AWS993. Currently licensed at 1 firm(s): ZG Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZG Capital Management Limited 縱貫資本(香港)管理有限公司 |
RO | Type 4 — Advising on securities | 2026-04-21 | present |
| ZG Capital Management Limited 縱貫資本(香港)管理有限公司 |
RO | Type 9 — Asset management | 2026-04-21 | present |
| Spruce Light Asset Management Company Limited 雲映資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-18 | 2025-11-21 |
| Spruce Light Asset Management Company Limited 雲映資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-06-18 | 2025-11-21 |
| LT Capital Limited 學思資本有限公司 |
Rep | Type 9 — Asset management | 2024-01-05 | 2024-12-24 |
| Coast International Asset Management Limited 沿海國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-25 | 2023-06-30 |
| Coast International Asset Management Limited 沿海國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-25 | 2023-06-30 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-11 | 2019-05-09 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-11 | 2019-05-09 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-11 | 2019-05-09 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-09-11 | 2019-05-09 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-10 | 2012-04-10 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-10 | 2012-04-10 |