Wing Hoi Ng
吳泳愷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Hoi Ng (吳泳愷), a licensed Responsible Officer with CE reference ASH955. Currently licensed at 1 firm(s): Avantua Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-16 | present |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-09 | present |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
RO | Type 9 — Asset management | 2021-11-09 | present |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-19 | 2021-11-09 |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-19 | 2021-11-09 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-13 | 2021-06-29 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2020-11-13 | 2021-06-29 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-06 | 2021-06-29 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-16 | 2020-08-06 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-20 | 2018-10-31 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-20 | 2018-10-31 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-17 | 2013-05-13 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-17 | 2013-05-13 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-09 | 2012-07-01 |